Communication Compliance Surveillance for Investment Banking Analysts
The Problem
Every email, text, and social message from a Investment Banking advisor is regulated — manual surveillance samples tiny fractions and misses real issues.
What We Build
AI surveils 100% of communications, flags anything that might violate rules (promises, performance claims, undisclosed gifts), and routes to the CCO — compliance risk drops, supervision cost too.
Tools & Integrations
How It Works
Discovery Call
We map your current communication compliance surveillance process and identify exactly where AI saves the most time.
Build & Integrate
We build the AI workflow and connect it to the tools you already use — no software changes required.
Review & Refine
You review the results, we fine-tune until the workflow matches your standards — then it runs on autopilot.
Ready to automate communication compliance surveillance?
Book a free 30-minute call. We'll walk through your current process and show you exactly how this workflow would work for your team.