Communication Compliance Surveillance for Wealth Managers with Black Diamond
The Problem
Every email, text, and social message from a High-Net-Worth Advisory advisor is regulated — manual surveillance samples tiny fractions and misses real issues.
What We Build in Black Diamond
AI surveils 100% of communications, flags anything that might violate rules (promises, performance claims, undisclosed gifts), and routes to the CCO — compliance risk drops, supervision cost too. Purpose-built for teams running Black Diamond — uses the native API or agent integration so nothing leaves the system of record.
Black Diamond Integration Approach
Audit your Black Diamond configuration
We map the specific Black Diamond objects, custom fields, and workflows the automation needs to touch for your high-net-worth advisory practice.
Build on the Black Diamond API or agent
Integration happens inside Black Diamond — no data leaves the system, no parallel tool for your team to learn, no license changes.
Human-in-the-loop handoff
Every automation routes exceptions back to a human in Black Diamond with enough context to act — AI handles the 80%, your team owns the judgment calls.
See this running in your Black Diamond instance
30-minute call. We'll look at your actual Black Diamond setup and show exactly how this workflow fits.